22-02757 | 09/01/2023 | Claimant(s): Kristi Trowbridge, Steve Trowbridge Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Robert Abrams Arbitrator(s): Earle J. Schwarz Hearing Site: Birmingham, AL
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22-02149 | 03/24/2023 | Claimant(s): James Roberson Claimant Lawyers(s): Debra A. Jenks Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Earle J. Schwarz Hearing Site: Birmingham, AL
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21-02881 | 06/08/2022 | Claimant(s): John Holt Claimant Lawyers(s): Joel M. Everest Respondent(s): CUSO Financial Services, L.P. Respondent Lawyers(s): Maria J. Seedner Arbitrator(s): Earle J. Schwarz Hearing Site: Birmingham, AL
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20-02010 | 02/24/2022 | Claimant(s): Marcy Hill, Estate of Judy McClellan Claimant Lawyers(s): Kira Fonteneau Respondent(s): Edward Jones, Robert Hickey, Timothy Dolan Respondent Lawyers(s): Laura A. Pizzitola, Robert D. Hickey Arbitrator(s): Victor L. Hayslip, Earle J. Schwarz, Marvin Kent Speigner Hearing Site: Birmingham, AL
| | Expungement |
19-02966 | 05/03/2021 | Claimant(s): Christopher Portante, Karen Portante Claimant Lawyers(s): Samuel Edwards Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Earle J. Schwarz, James Edward Seale, Geraldine R Daniels Hearing Site: Birmingham, AL
| | Expungement |
18-01022 | 02/06/2020 | Claimant(s): Ty Bauer Claimant Lawyers(s): Andy T. Arant Respondent(s): Donald Blackwell Respondent Lawyers(s): Brad Walsh Arbitrator(s): Earle J. Schwarz, Stephen H. Biller, William Robert Vance Hearing Site: Memphis, TN
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18-01451 | 03/21/2019 | Claimant(s): Gallina Family Investments Claimant Lawyers(s): Charles W HIll Respondent(s): Wells Fargo Clearing Services, Nathan Hooker Respondent Lawyers(s): Lindsay E. Wuller Arbitrator(s): Stuart K. Furman, Earle J. Schwarz, Frank S. Cantrell Hearing Site: Memphis, TN
| | $0 |
18-02867 | 01/15/2019 | Claimant(s): James Salem Claimant Lawyers(s): Joel M. Everest Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Earle J. Schwarz Hearing Site: Birmingham, AL
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16-01865 | 04/26/2018 | Claimant(s): Wilson Colberg Trigo Claimant Lawyers(s): Enrique J. Mendoza-Mendez Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Carlos Bobonis, Kathryn D. Perreault Arbitrator(s): Caryl S. Bernstein, Earle J. Schwarz, Orville Theodore McCormac Hearing Site: San Juan, PR
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14-01851 | 11/14/2016 | Claimant(s): Jose Biaggi Junquera, Josefina Landron Claimant Lawyers(s): Francisco Pujol, Frank A. Dalmau Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Robert J. Morris, Earle J. Schwarz, Robert Finder Hearing Site: San Juan, PR
| | Expungement |