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FINRA Awards for Orville Theodore McCormac

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0186504/26/2018Claimant(s): Wilson Colberg Trigo
Claimant Lawyers(s): Enrique J. Mendoza-Mendez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos Bobonis, Kathryn D. Perreault
Arbitrator(s): Caryl S. Bernstein, Earle J. Schwarz, Orville Theodore McCormac
Hearing Site: San Juan, PR
15-0320304/12/2017Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn D. Shaw
Respondent(s): Michael Terry
Respondent Lawyers(s): Michael J. Terry
Arbitrator(s): Richard S. Zaifert, Mimi B. Osiason, Orville Theodore McCormac
Hearing Site: Tampa, FL
08-0171004/08/2009Claimant(s): Frank Woodhouse, Sylvia Woodhouse
Claimant Lawyers(s): Tucker Veach
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Robert Horton
Arbitrator(s): Philip C. Bennett, Thomas J. Patka, Orville Theodore McCormac
Hearing Site: Tampa, FL
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