Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02475 | 08/06/2024 | Claimant(s): Jeffrey McDonald Claimant Lawyers(s): Craig A. Riha Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Thomas J. Patka, Marilyn K. Dirks, John Alan Hawke Hearing Site: Tampa, FL | ||
| 22-02970 | 08/16/2023 | Claimant(s): William Durrant Claimant Lawyers(s): Lawton R. Graves Respondent(s): Esther Iglesias, Lucio Ojeda, Maria Ojeda Respondent Lawyers(s): Esther Iglesias, Lucio Ojeda, Maria Ojeda Arbitrator(s): Kathy A. Tatone, Thomas J. Patka, Caroline Josephine Welsh Hearing Site: Tampa, FL |  | Expungement |
| 21-02923 | 02/07/2022 | Claimant(s): Gregory Kadet Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 21-00834 | 12/20/2021 | Claimant(s): Robert Yahney Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02939 | 04/12/2021 | Claimant(s): Christine Kelley Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02525 | 03/12/2021 | Claimant(s): Melisa Lloyd Claimant Lawyers(s): Stephan Louviere Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02518 | 02/26/2021 | Claimant(s): David Bennett Claimant Lawyers(s): Elaine M. Rice Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): Joel F. Martineau, Thomas J. Patka, Howard B. Scherer Hearing Site: Tampa, FL | ||
| 20-01830 | 02/19/2021 | Claimant(s): Mario Govic Claimant Lawyers(s): Harris Freedman Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02032 | 12/16/2020 | Claimant(s): Donald Jankowski Claimant Lawyers(s): Andre R. Perron Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 19-00089 | 07/08/2019 | Claimant(s): Wilson Garnett Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL |