Potomac Analytics' Logo

FINRA Awards for Brian P. Harlan

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0032011/15/2019Claimant(s): Robert Huntley
Claimant Lawyers(s): Matthew Wolper
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
18-0413211/04/2019Claimant(s): Mark Law
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
19-0008907/08/2019Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
18-0409805/22/2019Claimant(s): Veronica Gillotte
Claimant Lawyers(s): Veronica Gillotte
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
18-0281803/04/2019Claimant(s): Scott Bishop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX

5 Results

Display: