Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01494 | 12/24/2019 | Claimant(s): Tyler Harrelson Claimant Lawyers(s): Matthew Wolper Respondent(s): Sagepoint Financial., Cetera Advisors LLC Respondent Lawyers(s): Benjamin J. Biard, Gregory Curley Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 19-00321 | 12/09/2019 | Claimant(s): Scott Kanai Claimant Lawyers(s): Matthew Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 19-00320 | 11/15/2019 | Claimant(s): Robert Huntley Claimant Lawyers(s): Matthew Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 19-00164 | 09/10/2019 | Claimant(s): Timothy Werdel Claimant Lawyers(s): Matthew Wolper Respondent(s): Cuso Financial Services, L.P. Respondent Lawyers(s): Maria J. Seedner Arbitrator(s): Neil S. Jasper Hearing Site: Los Angeles, CA | ||
| 19-00318 | 09/03/2019 | Claimant(s): Wesley Cumbie Claimant Lawyers(s): Matthew Wolper Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Maxel (Bud) B Silverberg Hearing Site: Dallas, TX | ||
| 18-04241 | 07/16/2019 | Claimant(s): Michael Hogan Claimant Lawyers(s): Matthew Wolper Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN | ||
| 18-04242 | 07/08/2019 | Claimant(s): Thomas Walker Claimant Lawyers(s): Matthew Wolper Respondent(s): Edward Jones Respondent Lawyers(s): Paul A. Yarns Arbitrator(s): Philip Aaron Tymon Hearing Site: Portland, OR | ||
| 18-03932 | 05/23/2019 | Claimant(s): Prakash Shahani Claimant Lawyers(s): Matthew Wolper Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 14-00176 | 04/19/2016 | Claimant(s): Luis Siaca, New Century Development. Claimant Lawyers(s): Edward H. Glenn, Marie Elsie Lopez Adames Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew Wolper Arbitrator(s): Marie G. Peterson, Harry G. Mason, Robert G. Falbisaner Hearing Site: San Juan, PR |  | Expungement |
| 12-02585 | 04/30/2014 | Claimant(s): Deanna Bresky Claimant Lawyers(s): George G. Kurschner Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Matthew Wolper Arbitrator(s): Bruce K. Isenberg, David E. Mowry, Myron E. Levenson Hearing Site: Boca Raton, FL | | Expungement |