Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02451 | 09/13/2023 | Claimant(s): James Williams Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 22-02452 | 08/02/2023 | Claimant(s): Mei Guo Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): David Smitham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-02084 | 03/29/2022 | Claimant(s): Tian Lu Claimant Lawyers(s): Samuel B. Edwards Respondent(s): Smansa Chu, Cetera Investment Services LLC Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA |  | Expungement |
| 21-01353 | 02/03/2022 | Claimant(s): Ivan Cen Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Laurel Littman Gothelf, Jeffrey Schubert, Brian Kimball Hearing Site: San Francisco, CA | ||
| 20-03061 | 06/07/2021 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael Lancaster Garcia Hearing Site: Reno, NV | ||
| 20-01482 | 12/23/2020 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David H. Feldstein Arbitrator(s): Philip Aaron Tymon Hearing Site: Reno, NV | ||
| 19-00367 | 05/13/2020 | Claimant(s): Steve Smith Claimant Lawyers(s): Mark S. Simms Respondent(s): Miles James, Cetera Investment Services LLC Respondent Lawyers(s): Christina Z. Vourakis, Jeremy A. Root Arbitrator(s): Barry Goldman Hearing Site: St. Louis, MO | | $0 |
| 19-02017 | 02/14/2020 | Claimant(s): Brent Pine Claimant Lawyers(s): Stephan Louviere Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 19-00984 | 10/30/2019 | Claimant(s): G. Diddel Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 18-04241 | 07/16/2019 | Claimant(s): Michael Hogan Claimant Lawyers(s): Matthew Wolper Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN |