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FINRA Awards for Reno, NV

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Displaying 10 out of 75 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0283111/01/2024Claimant(s): Ryan Hyslop
Claimant Lawyers(s): Michael Kalmus
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeffrey P. Palmer
Arbitrator(s): Nancy Hutt, Howard A. Buchler, William W. Haskell
Hearing Site: Reno, NV
23-0249208/23/2024Claimant(s): John Deming
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Reno, NV
23-0120403/07/2024Claimant(s): Laif Meidell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Associated Securities Corp.
Respondent Lawyers(s): Registered Corporate Agent
Arbitrator(s): Mary Margaret Bush
Hearing Site: Reno, NV
21-0104201/19/2024Claimant(s): Andrea Bollakis, Richard Molsby
Claimant Lawyers(s): Cameron D. Bordner
Respondent(s): Wells Fargo Clearing Services, Megan Phillips, Michael Garner, Theodore Rich, Thomas Metzger
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Carol Ann Jensen, Arocles Aguilar, Kevin C. Coleman
Hearing Site: Reno, NV
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23-0146211/15/2023Claimant(s): Donald Johnson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Reno, NV
23-0115811/10/2023Claimant(s): Allen Ostrofe
Claimant Lawyers(s): John D. Stewart
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Reno, NV
22-0214302/02/2023Claimant(s): McNally Financial Services Corporation
Claimant Lawyers(s): David D. McNally
Respondent(s): Lawrence Goldstein
Respondent Lawyers(s): Frank C. Gilmore
Arbitrator(s): Paul H. Lamboley
Hearing Site: Reno, NV
22-0080501/23/2023Claimant(s): Steven Rose
Claimant Lawyers(s): Jeffrey Thomas
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Laurel Littman Gothelf, Bradley C. Mitchell, Clifford A. Threlkeld
Hearing Site: Reno, NV
22-0053112/22/2022Claimant(s): Derrick Andrews
Claimant Lawyers(s): Samantha Pastor
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle B. Mayfield
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV
22-0104512/12/2022Claimant(s): Robert Sorensen
Claimant Lawyers(s): Brian Luther
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): William Michael Samsel
Hearing Site: Reno, NV

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