Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
22-00805 | 01/23/2023 | Claimant(s): Steven Rose Claimant Lawyers(s): Jeffrey Thomas Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Laurel Littman Gothelf, Bradley C. Mitchell, Clifford A. Threlkeld Hearing Site: Reno, NV | ||
16-02576 | 03/07/2018 | Claimant(s): Gerald Sharman Claimant Lawyers(s): Jeffrey Thomas Respondent(s): Morgan Stanley, Richard Shalhoub Respondent Lawyers(s): Christine A. Kendrick Arbitrator(s): Lisa Bass Morris, Andrew Barton, Scott Gammel Hearing Site: Denver, CO | $0 | |
16-02630 | 02/21/2017 | Claimant(s): Kezia Samuel Claimant Lawyers(s): Jeffrey Thomas Respondent(s): Jackson National Life Distributors LLC Respondent Lawyers(s): William R. Schulz Arbitrator(s): Donald P. Loyd, Samuel L. McClaren, Henry Eric Peitz Hearing Site: Denver, CO |