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FINRA Awards for Jeffrey Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0080501/23/2023Claimant(s): Steven Rose
Claimant Lawyers(s): Jeffrey Thomas
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Laurel Littman Gothelf, Bradley C. Mitchell, Clifford A. Threlkeld
Hearing Site: Reno, NV
16-0257603/07/2018Claimant(s): Gerald Sharman
Claimant Lawyers(s): Jeffrey Thomas
Respondent(s): Morgan Stanley, Richard Shalhoub
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): Lisa Bass Morris, Andrew Barton, Scott Gammel
Hearing Site: Denver, CO
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16-0263002/21/2017Claimant(s): Kezia Samuel
Claimant Lawyers(s): Jeffrey Thomas
Respondent(s): Jackson National Life Distributors LLC
Respondent Lawyers(s): William R. Schulz
Arbitrator(s): Donald P. Loyd, Samuel L. McClaren, Henry Eric Peitz
Hearing Site: Denver, CO

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