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FINRA Awards for Jackson National Life Distributors LLC

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0151902/20/2018Claimant(s): Merle Propp, Robert Propp, Merle Carter Family Trust dated March 5,
Claimant Lawyers(s): Kristin M. Cano, Steven L. Stern
Respondent(s): Wells Fargo Advisors, Jackson National Life Distributors LLC
Respondent Lawyers(s): Kevin K. Fitzgerald, Patrick Y. Yoo
Arbitrator(s): Joseph Winter, Martin J. Kotowski, Steven Cohen
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
16-0263002/21/2017Claimant(s): Kezia Samuel
Claimant Lawyers(s): Jeffrey Thomas
Respondent(s): Jackson National Life Distributors LLC
Respondent Lawyers(s): William R. Schulz
Arbitrator(s): Donald P. Loyd, Samuel L. McClaren, Henry Eric Peitz
Hearing Site: Denver, CO
15-0170209/28/2016Claimant(s): Faith Magill
Claimant Lawyers(s): James J. Moylan
Respondent(s): Jackson National Life Distributors LLC
Respondent Lawyers(s): William R. Schulz
Arbitrator(s): Ilene T. Gormly, Robert H. Ottesen, Rey Hernandez Julian
Hearing Site: Denver, CO
Checkmark Icon$0
15-0114207/14/2016Claimant(s): Jacob Derrig
Claimant Lawyers(s): James J. Moylan
Respondent(s): Jackson National Life Distributors LLC
Respondent Lawyers(s): William R. Schulz
Arbitrator(s): Edward F. Altman, Rody P. Biggert
Hearing Site: Denver, CO
10-0163410/28/2010Claimant(s): Robyn Brown
Claimant Lawyers(s): G. Andrew Marino
Respondent(s): Dustin Jackson, Jackson National Life Distributors LLC, Uvest Financial Services Group.
Respondent Lawyers(s): Jo Lanier Meeks, Sara Davis
Arbitrator(s): M. W. Gear
Hearing Site: Wichita, KS
Checkmark Icon$425

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