| 22-01637 | 05/06/2024 | Claimant(s): Mindey Morrison
Claimant Lawyers(s): James J. Moylan
Respondent(s): Ivar Sorensen, Richard Vitale, The M & A Group LLC
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Mark R. Lee, Erik R. Siering, Ria Gost
Hearing Site: San Diego, CA
| | |
| 19-00016 | 10/05/2022 | Claimant(s): Arthur Olson
Claimant Lawyers(s): James J. Moylan
Respondent(s): Morgan Stanley & Co., Kenneth Camarella, Paula Epstein
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Ray J. Grzebielski, Sal Presti, Michael R. Sherwin
Hearing Site: Chicago, IL
|  | $0 |
| 17-02211 | 11/25/2020 | Claimant(s): The Braeside Foundation
Claimant Lawyers(s): Jacob Kahn
Respondent(s): Carl Birkelbach, Nicholas Avello, Forest Securities.
Respondent Lawyers(s): Christopher Wurtzinger, James J. Moylan, Nicholas Thomas Avello
Arbitrator(s): Larry Evert Carlson, Thomas F. Ryan, Philip J. Glick
Hearing Site: Chicago, IL
| | $405,000 |
| 15-01702 | 09/28/2016 | Claimant(s): Faith Magill
Claimant Lawyers(s): James J. Moylan
Respondent(s): Jackson National Life Distributors LLC
Respondent Lawyers(s): William R. Schulz
Arbitrator(s): Ilene T. Gormly, Robert H. Ottesen, Rey Hernandez Julian
Hearing Site: Denver, CO
| | $0 |
| 15-01142 | 07/14/2016 | Claimant(s): Jacob Derrig
Claimant Lawyers(s): James J. Moylan
Respondent(s): Jackson National Life Distributors LLC
Respondent Lawyers(s): William R. Schulz
Arbitrator(s): Edward F. Altman, Rody P. Biggert
Hearing Site: Denver, CO
| | |
| 11-02908 | 12/09/2013 | Claimant(s): Virginia Larson
Claimant Lawyers(s): James J. Moylan
Respondent(s): Darrell Sitarz, National Securities Corporation, Mark Bruscianelli, Navisis Financial
Respondent Lawyers(s): Company President, Dave Gaba, James J. Moylan, James Barbee
Arbitrator(s): Mary A. Duffy, Epaminondas Eddie Manelis, Robert Alan Murphy
Hearing Site: Chicago, IL
| | $219,070 |
| 11-01843 | 11/11/2013 | Claimant(s): Wilfredo Ortiz Aponte
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): RD Capital Group.
Respondent Lawyers(s): James J. Moylan
Arbitrator(s): Robert S. Natiss, Daniel P. Lund, Guillermo A. Gleizer
Hearing Site: San Juan, PR
| | |
| 13-00536 | 09/23/2013 | Claimant(s): Nora Parker
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Joe Birkinbine, United Securities Alliance.
Respondent Lawyers(s): James J. Moylan, Michael Jones
Arbitrator(s): Malcolm T. Cleland
Hearing Site: Denver, CO
| | $59,093 |
| 11-01411 | 11/26/2012 | Claimant(s): James Berggren, Patricia Berggren
Claimant Lawyers(s): James J. Moylan
Respondent(s): Hugo Long, Morgan Stanley & Co.
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Robert C. Bonges, Robert S. Sugarman, Ronald A. Lavery
Hearing Site: Chicago, IL
| | $52,065 |
| 09-03076 | 06/11/2010 | Claimant(s): Alina Zaucha, Joseph Zaucha
Claimant Lawyers(s): James J. Moylan
Respondent(s): Raymond James Financial Services., Michael Solesky
Respondent Lawyers(s): Kelli Bullington
Arbitrator(s): Richard A. Van Kalker
Hearing Site: Chicago, IL
| | $0 |
