| 13-00092 | 12/19/2016 | Claimant(s): Brad Burns, B&B Sheet Metal & Roofing., R&B Management LLP
Claimant Lawyers(s): Stephen W. Hance
Respondent(s): Marcus Renslow, Major League Capital, United Securities Alliance.
Respondent Lawyers(s): Jeffrey Cannella, Marcus A. Renslow
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
|  | Expungement |
| 14-00876 | 06/02/2015 | Claimant(s): Lydia Custer, Roger Custer
Claimant Lawyers(s): Clark L. Davidson, Martha Bonin
Respondent(s): United Securities Alliance.
Respondent Lawyers(s): Michael Jones
Arbitrator(s): Steven M. Feder
Hearing Site: Denver, CO
| | Dismissed by Rule 12206 |
| 13-00532 | 04/16/2014 | Claimant(s): Lingo Family Trust
Claimant Lawyers(s): E. Anthony Reguero
Respondent(s): Jim Lund, Robert Tweed, Capwest Securities., United Securities Alliance.
Respondent Lawyers(s): Dale K. Hall, H Thomas Fehn, Michael Jones
Arbitrator(s): Herbert Leslie Greenberg, Joseph Winter, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | $0 |
| 13-00536 | 09/23/2013 | Claimant(s): Nora Parker
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Joe Birkinbine, United Securities Alliance.
Respondent Lawyers(s): James J. Moylan, Michael Jones
Arbitrator(s): Malcolm T. Cleland
Hearing Site: Denver, CO
| | $59,093 |
| 12-03217 | 03/28/2013 | Claimant(s): Harry Rubinoff, Judith Engelman
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): United Securities Alliance.
Respondent Lawyers(s): Michael Jones
Arbitrator(s): Paul A. Cash
Hearing Site: Phoenix, AZ
| | $94,947 |
| 09-06677 | 04/12/2011 | Claimant(s): Lisa Cordaro, Robert Cordaro
Claimant Lawyers(s): Irwin Stein
Respondent(s): Forrest Templeton, United Securities Alliance.
Respondent Lawyers(s): Forrest D. Templeton, Michael Washington Jones
Arbitrator(s): George W. Harding, Donald N. Tolin, William J. Kenna
Hearing Site: Albuquerque, NM
| | $500,000 |
| 09-01985 | 07/29/2010 | Claimant(s): Anthony Manaia
Claimant Lawyers(s): Anthony Gerard Manaia
Respondent(s): Royal Alliance Associates., United Securities Alliance.
Respondent Lawyers(s): Ambreen A. Delawalla, Michael Jones
Arbitrator(s): Jack J. Mazzara
Hearing Site: Detroit, MI
| | |
| 08-02517 | 07/01/2009 | Claimant(s): Rosalin Rogers, George R. Joyce and Dorothy R. Joyce, Mark L. Thompson Trust
Claimant Lawyers(s): John Courtade
Respondent(s): United Securities Alliance.
Respondent Lawyers(s): Brenda N. Hight
Arbitrator(s): George H. Reeves, Suanne M. Parro, Federico C. Alvarez
Hearing Site: Denver, CO
| | $830,409 |
| 06-03232 | 04/23/2009 | Claimant(s): Barbara Irsch
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): United Securities Alliance., WMA Securities.
Respondent Lawyers(s): Jeffrey J. Cannella, William H. McLean
Arbitrator(s): David J. Hase, Sharon A. Green, James Lewis Molloy
Hearing Site: Milwaukee, WI
| | $227,300 |
| 08-00532 | 01/15/2009 | Claimant(s): Branch Avenue Plaza, L.P.
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Gary Ackerman, United Securities Alliance.
Respondent Lawyers(s): Brenda Neel Hight, Derek C. Anderson
Arbitrator(s): Glenn H. Catalano, Charles Mitchell Conover, Carl F. Bowmer
Hearing Site: Richmond, VA
| | $0 |
