Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02070 | 12/09/2013 | Claimant(s): Kenneth Burton, Michelle Burton, Burton Construction. Claimant Lawyers(s): Moshe Y. Singer Respondent(s): D.A. Davidson & Co. Respondent Lawyers(s): Michael J. Sullivan Arbitrator(s): Malcolm T. Cleland Hearing Site: Cheyenne, WY |  | Expungement |
| 13-00536 | 09/23/2013 | Claimant(s): Nora Parker Claimant Lawyers(s): Jeffrey Pederson Respondent(s): Joe Birkinbine, United Securities Alliance. Respondent Lawyers(s): James J. Moylan, Michael Jones Arbitrator(s): Malcolm T. Cleland Hearing Site: Denver, CO | | $59,093 |
| 09-06313 | 07/28/2010 | Claimant(s): James D. and Janet D. Cary Claimant Lawyers(s): James D. Cary Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Paula McManus Arbitrator(s): Malcolm T. Cleland Hearing Site: Denver, CO | | $7,890 |