| 24-00246 | 05/03/2024 | Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Avya Daver
Respondent Lawyers(s): Avya Daver
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | |
| 23-01590 | 02/22/2024 | Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Jason Barella
Respondent Lawyers(s): Jason Barella
Arbitrator(s): Gail Sillman
Hearing Site: Boston, MA
| | |
| 23-01475 | 12/12/2023 | Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Kevin Arvoy
Respondent Lawyers(s): Kevin Michael Arvoy
Arbitrator(s): Elizabeth Gilbert, Charles Platto, Douglas Mark Polley
Hearing Site: New York, NY
| | |
| 18-03572 | 12/07/2021 | Claimant(s): Stine Seed Farm.
Claimant Lawyers(s): Patricia L. Vannoy
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): James K. Langdon
Arbitrator(s): Alain Frecon, Brett Coonrod, Deborah Kristine Gilg
Hearing Site: Des Moines, IA
|  | $750 |
| 18-04051 | 09/25/2019 | Claimant(s): Tanya Coffeen
Claimant Lawyers(s): Mark A Tepper
Respondent(s): Raymond, James & Associates., D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery, Stanton A. Fears
Arbitrator(s): John Burritt McArthur
Hearing Site: San Francisco, CA
| | $69,554 |
| 16-00354 | 11/26/2018 | Claimant(s): C & S Whitmore Living Trust, Chad & Susan Whitmore, TTEEs
Claimant Lawyers(s): David Gaba, Patricia L. Vannoy
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Charles G. Michaels, Ruth M. Moore, Dennis C Moore
Hearing Site: Denver, CO
| | $950,752 |
| 17-01291 | 08/10/2018 | Claimant(s): SPJST
Claimant Lawyers(s): Hamilton Rial
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Clement Osimetha, Martin Lowy, Mark Leslie Burdette
Hearing Site: Dallas, TX
| | Expungement |
| 16-03729 | 01/09/2018 | Claimant(s): John Wartman, John M. Wartman Roth IRA
Claimant Lawyers(s): John M. Wartman
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Steven H. Gentry
Hearing Site: Los Angeles, CA
| | $0 |
| 12-02070 | 12/09/2013 | Claimant(s): Kenneth Burton, Michelle Burton, Burton Construction.
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Michael J. Sullivan
Arbitrator(s): Malcolm T. Cleland
Hearing Site: Cheyenne, WY
| | Expungement |
| 05-06525 | 06/18/2008 | Claimant(s): George Busse, Yvonne Busse, George D. Busse Trust
Claimant Lawyers(s): Lawrence L. Klayman
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Curt Roy Hineline
Arbitrator(s): John E. Plock, Richard J. Lawrence, Martha Jeanne Wilcoxson
Hearing Site: Cheyenne, WY
| | $0 |
