| 18-03572 | 12/07/2021 | Claimant(s): Stine Seed Farm.
Claimant Lawyers(s): Patricia L. Vannoy
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): James K. Langdon
Arbitrator(s): Alain Frecon, Brett Coonrod, Deborah Kristine Gilg
Hearing Site: Des Moines, IA
|  | $750 |
| 16-00354 | 11/26/2018 | Claimant(s): C & S Whitmore Living Trust, Chad & Susan Whitmore, TTEEs
Claimant Lawyers(s): David Gaba, Patricia L. Vannoy
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Charles G. Michaels, Ruth M. Moore, Dennis C Moore
Hearing Site: Denver, CO
| | $950,752 |
| 15-02117 | 12/19/2017 | Claimant(s): Cust IRA FBO Julia Dobbins Joyce, Cust IRA FBO Kaye C. Idol, Cust IRA FBO Steven Michael Joyce, Cust IRA FBO Walter Lane Idol Jr., Cust Rollover IRA FBO Paschal Dobbins, Steven Joyce and Julia Joyce JTTEN, Walter Idol Jr & Kaye Idol JTTEN
Claimant Lawyers(s): David Gaba, Patricia L. Vannoy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Michael E. Weddington, Thomas Joseph Atkinson, Danny Lynn Ingram
Hearing Site: Raleigh, NC
| | $462,080 |
| 16-02924 | 09/20/2017 | Claimant(s): Raymond Gibb, IRA FBO Raymond L Gibb Pershing LLC, Pershing Cust FBO Raymond L Gibb IRA
Claimant Lawyers(s): Patricia L. Vannoy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Charles G. Michaels, Ken L. Andersen, Ryan Douglas Horner
Hearing Site: Omaha, NE
| | $0 |
| 15-01640 | 12/06/2016 | Claimant(s): Bonnie Shepherd, Holton Shepherd, Robert Young, 109 U Pull It. Robert C. Young, Holton & Bonnie Shepherd
Claimant Lawyers(s): Patricia L. Vannoy, Ryon M. McCabe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Richard S. Zaifert, Lynne T. Albert, Richard James Igou
Hearing Site: Raleigh, NC
| | $119,177 |
| 15-01288 | 06/13/2016 | Claimant(s): Geraldine James, James Living Trust
Claimant Lawyers(s): David M. Gaba, Patricia L. Vannoy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Robert M. Stein, G. E. Craig Doupe
Hearing Site: Seattle, WA
| | $78,341 |
