Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
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15-02117 | 12/19/2017 | Claimant(s): Cust IRA FBO Julia Dobbins Joyce, Cust IRA FBO Kaye C. Idol, Cust IRA FBO Steven Michael Joyce, Cust IRA FBO Walter Lane Idol Jr., Cust Rollover IRA FBO Paschal Dobbins, Steven Joyce and Julia Joyce JTTEN, Walter Idol Jr & Kaye Idol JTTEN Claimant Lawyers(s): David Gaba, Patricia L. Vannoy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Bradley B. Rounsaville Arbitrator(s): Michael E. Weddington, Thomas Joseph Atkinson, Danny Lynn Ingram Hearing Site: Raleigh, NC | $462,080 |