| 20-01900 | 11/04/2021 | Claimant(s): Joseph Serensits
Claimant Lawyers(s): Eric D. Edwards
Respondent(s): Firhan Choudhary, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Barbara Black, Michael E. Weddington, John Russell Barlow
Hearing Site: Raleigh, NC
|  | Expungement |
| 20-01106 | 03/15/2021 | Claimant(s): Joseph Williams
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): M. Todd Sullivan
Arbitrator(s): Michael E. Weddington, Michael J. Pasquale, Charles Robert Moore
Hearing Site: Raleigh, NC
| | |
| 18-01950 | 12/27/2018 | Claimant(s): Manish Mehta
Claimant Lawyers(s): Debra A Jenks
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle Simms
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
| | |
| 15-02117 | 12/19/2017 | Claimant(s): Cust IRA FBO Julia Dobbins Joyce, Cust IRA FBO Kaye C. Idol, Cust IRA FBO Steven Michael Joyce, Cust IRA FBO Walter Lane Idol Jr., Cust Rollover IRA FBO Paschal Dobbins, Steven Joyce and Julia Joyce JTTEN, Walter Idol Jr & Kaye Idol JTTEN
Claimant Lawyers(s): David Gaba, Patricia L. Vannoy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Michael E. Weddington, Thomas Joseph Atkinson, Danny Lynn Ingram
Hearing Site: Raleigh, NC
| | $462,080 |
| 15-02033 | 04/25/2017 | Claimant(s): Steven Hedrick
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): James King, Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Robert H. Putnam, Michael E. Weddington
Hearing Site: Raleigh, NC
| | Expungement |
| 13-02697 | 03/03/2016 | Claimant(s): First Allied Securities.
Claimant Lawyers(s): Jeremy Wooden
Respondent(s): Kyle Hoffman
Respondent Lawyers(s): Martin Q. Ryan
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
| | |
| 13-02978 | 10/08/2014 | Claimant(s): Barbara Hazle, William Hazle
Claimant Lawyers(s): William Hazle
Respondent(s): Walter Grenda
Respondent Lawyers(s): Walter Francis Grenda
Arbitrator(s): Michael E. Weddington, Michael J. Pasquale, Charles Robert Moore
Hearing Site: Raleigh, NC
| | $0 |
| 13-01491 | 09/03/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Ricky Bell
Respondent Lawyers(s): Ricky E. Bell
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
| | |
| 11-02366 | 04/27/2012 | Claimant(s): Hunter McKenney
Claimant Lawyers(s): L. Bruce McDaniel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Wayne Parker, Michael E. Weddington, Lane A. Fentriss
Hearing Site: Raleigh, NC
| | $0 |
