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FINRA Awards for William McCourt Schmitt

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0149612/20/2013Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Jeremy Chaffin
Respondent Lawyers(s): Jeremy Jay Chaffin
Arbitrator(s): Gayle B. Carlson
Hearing Site: Tampa, FL
13-0149109/03/2013Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Ricky Bell
Respondent Lawyers(s): Ricky E. Bell
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
12-0390905/30/2013Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Jason Steele
Respondent Lawyers(s): Jason Leon Steele
Arbitrator(s): Thomas W. Allen
Hearing Site: Raleigh, NC
11-0462111/08/2012Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): George Popov
Respondent Lawyers(s): L. Jerome Stanley
Arbitrator(s): Raymond C. Kerr
Hearing Site: New Orleans, LA
11-0018005/08/2012Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Daniel P. Lund
Hearing Site: Miami, FL
Expungement
11-0017902/22/2012Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
Expungement
11-0017802/03/2012Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Jose Delgado, Morgan Keegan & Company.
Respondent Lawyers(s): Michael P. Peterson, William McCourt Schmitt
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
Expungement
11-0082801/19/2012Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL
Expungement
11-0017711/10/2011Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Miami, FL
Expungement
10-0523307/22/2011Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Gregory Costello, North Brae Capital Group.
Respondent Lawyers(s): Gregory J. Costello
Arbitrator(s): Jerome H. Levy, James S. Hazard, Howard A. Baker
Hearing Site: New York, NY
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