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FINRA Awards for Joseph L. Bernstein

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0338611/04/2013Claimant(s): Terry Barnhardt
Claimant Lawyers(s): Jonathan T Lieber
Respondent(s): Bruce Olmstead, Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J Biard, Michael J. Lang
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
12-0326610/08/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Emmanuel Kouyoumdjian
Respondent Lawyers(s): Emmanuel Kouyoumdjian
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
11-0310907/23/2013Claimant(s): Lincoln Mendez
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Ft. Lauderdale, FL
Checkmark IconExpungement
11-0017711/10/2011Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Miami, FL
Expungement
10-0226807/18/2011Claimant(s): Margarita Bueno
Claimant Lawyers(s): Margarita Bueno
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Joseph L. Bernstein, Adrien Sapiro, Jezabel Llorente
Hearing Site: Miami, FL
Checkmark IconExpungement
08-0237703/13/2009Claimant(s): Dolores Gardella
Claimant Lawyers(s): John D'Amato
Respondent(s): Charles Schwab & Co.., Sean Bies
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
08-0158310/31/2008Claimant(s): Vincent Berarducci
Claimant Lawyers(s): Vincent J. Berarducci
Respondent(s): Optionshouse.
Respondent Lawyers(s): Lesley Smith
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
05-0636007/02/2008Claimant(s): Ismael Aviles-Torres & Daisy Pastrana
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Ernesto Casco, Frank Bell, Jose Mirabal, New World Financial.
Respondent Lawyers(s): Ernesto J. Casco, F. Richard Bell, Gary S. Artzt, Jose Mirabal
Arbitrator(s): Joseph L. Bernstein, James A. Smith, Sanford M. Naiditch
Hearing Site: Boca Raton, FL
Checkmark Icon$377,955
07-0201606/26/2008Claimant(s): Maria Blatter
Claimant Lawyers(s): Kevin M. Kinne
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Joseph L. Bernstein, Jonathan H. Parker, Jose Ramon Vazquez
Hearing Site: San Juan, PR
Checkmark Icon$0

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