12-03386 | 11/04/2013 | Claimant(s): Terry Barnhardt Claimant Lawyers(s): Jonathan T Lieber Respondent(s): Bruce Olmstead, Summit Brokerage Services. Respondent Lawyers(s): Benjamin J Biard, Michael J. Lang Arbitrator(s): Joseph L. Bernstein Hearing Site: Boca Raton, FL
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12-03266 | 10/08/2013 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Deborah Dickstein Respondent(s): Emmanuel Kouyoumdjian Respondent Lawyers(s): Emmanuel Kouyoumdjian Arbitrator(s): Joseph L. Bernstein Hearing Site: Boca Raton, FL
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11-03109 | 07/23/2013 | Claimant(s): Lincoln Mendez Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Joseph L. Bernstein Hearing Site: Ft. Lauderdale, FL
| | Expungement |
11-00177 | 11/10/2011 | Claimant(s): Eduardo Morkunas Claimant Lawyers(s): Eduardo Morkunas Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): William McCourt Schmitt Arbitrator(s): Joseph L. Bernstein Hearing Site: Miami, FL
| | Expungement |
10-02268 | 07/18/2011 | Claimant(s): Margarita Bueno Claimant Lawyers(s): Margarita Bueno Respondent(s): Respondent Lawyers(s): Arbitrator(s): Joseph L. Bernstein, Adrien Sapiro, Jezabel Llorente Hearing Site: Miami, FL
| | Expungement |
08-02377 | 03/13/2009 | Claimant(s): Dolores Gardella Claimant Lawyers(s): John D'Amato Respondent(s): Charles Schwab & Co.., Sean Bies Respondent Lawyers(s): Evelyn A. Christensen Arbitrator(s): Joseph L. Bernstein Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
08-01583 | 10/31/2008 | Claimant(s): Vincent Berarducci Claimant Lawyers(s): Vincent J. Berarducci Respondent(s): Optionshouse. Respondent Lawyers(s): Lesley Smith Arbitrator(s): Joseph L. Bernstein Hearing Site: Ft. Lauderdale, FL
| | $0 |
05-06360 | 07/02/2008 | Claimant(s): Ismael Aviles-Torres & Daisy Pastrana Claimant Lawyers(s): Russell L. Forkey Respondent(s): Ernesto Casco, Frank Bell, Jose Mirabal, New World Financial. Respondent Lawyers(s): Ernesto J. Casco, F. Richard Bell, Gary S. Artzt, Jose Mirabal Arbitrator(s): Joseph L. Bernstein, James A. Smith, Sanford M. Naiditch Hearing Site: Boca Raton, FL
| | $377,955 |
07-02016 | 06/26/2008 | Claimant(s): Maria Blatter Claimant Lawyers(s): Kevin M. Kinne Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Timothy P. Burke Arbitrator(s): Joseph L. Bernstein, Jonathan H. Parker, Jose Ramon Vazquez Hearing Site: San Juan, PR
| | $0 |