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FINRA Awards for Adrien Sapiro

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0016710/09/2014Claimant(s): Eliezer Aldarondo-Ortiz
Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez
Respondent(s): Carlos Ortiz Leon, Edgardo Cabanillas, UBS Financial Services Inc., Miguel Ferrer, UBS Financial Services Inc Of PR, UBS Trust Company of Puerto Rico
Respondent Lawyers(s): Guillermo J. Bobonis, Roberto Quinones-Rivera
Arbitrator(s): Steven Gerard Goerke, Bernard A. Becker, Adrien Sapiro
Hearing Site: San Juan, PR
Checkmark IconExpungement
10-0521402/08/2012Claimant(s): Pell/Cruz Investment.
Claimant Lawyers(s): D. Daxton White
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Leila Mehrizi
Arbitrator(s): Jerrold Levine, Syma S. Kasdin, Adrien Sapiro
Hearing Site: Miami, FL
Checkmark IconExpungement
10-0226807/18/2011Claimant(s): Margarita Bueno
Claimant Lawyers(s): Margarita Bueno
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Joseph L. Bernstein, Adrien Sapiro, Jezabel Llorente
Hearing Site: Miami, FL
Checkmark IconExpungement

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