| 11-02148 | 04/27/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): David J. Sullivan
Respondent(s): Thomas Cash
Respondent Lawyers(s): Jon P. Skelton
Arbitrator(s): Syma S. Kasdin
Hearing Site: Boca Raton, FL
| | |
| 10-05214 | 02/08/2012 | Claimant(s): Pell/Cruz Investment.
Claimant Lawyers(s): D. Daxton White
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Leila Mehrizi
Arbitrator(s): Jerrold Levine, Syma S. Kasdin, Adrien Sapiro
Hearing Site: Miami, FL
|  | Expungement |
| 09-05979 | 07/15/2010 | Claimant(s): Martin Reisner
Claimant Lawyers(s): Charles D. Heidgerd
Respondent(s): David Maggio, Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Paul W. Sterman, Syma S. Kasdin, Mark I. Scheinbaum
Hearing Site: Boca Raton, FL
| | $38,500 |
| 06-02323 | 12/04/2007 | Claimant(s): Milton and Blanche Wasserburger
Claimant Lawyers(s): Jeffrey Sonn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kent B. Frazer
Arbitrator(s): David W. Newman, Syma S. Kasdin, Eugene J. Koalkin
Hearing Site: Boca Raton, FL
| | $97,424 |
