Potomac Analytics' Logo

FINRA Awards for Paul W. Sterman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0003711/20/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan Levine
Respondent(s): Susan Monahan
Respondent Lawyers(s): Mellany Marquez-Kelly
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
09-0459407/21/2011Claimant(s): Daniel V. Igoe
Claimant Lawyers(s): Daniel V. Igoe
Respondent(s): John Orlando, Michael Petrusha, Mickey Mclellan, Peter Andolpho
Respondent Lawyers(s): David G. Hutchison, David Feingold
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0597907/15/2010Claimant(s): Martin Reisner
Claimant Lawyers(s): Charles D. Heidgerd
Respondent(s): David Maggio, Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Paul W. Sterman, Syma S. Kasdin, Mark I. Scheinbaum
Hearing Site: Boca Raton, FL
Checkmark Icon$38,500
08-0382906/26/2009Claimant(s): Richard J. Zachar and Dawn K. Zachar
Claimant Lawyers(s): Richard J. Zachar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
Checkmark Icon$0
08-0191302/27/2009Claimant(s): Lanny A. Horwitz Rev Trust
Claimant Lawyers(s): Lanny A. Horwitz
Respondent(s): Citigroup Global Markets
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
Checkmark Icon$213

5 Results

Display: