| 17-01568 | 06/20/2018 | Claimant(s): Howard Weissberg, Howard Weissberg IRA, Sheila Weissberg IRA, Sheila and Howard Weissberg
Claimant Lawyers(s): Thomas J. Romans
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
|  | $32,881 |
| 10-05699 | 07/06/2011 | Claimant(s): Dynamis.
Claimant Lawyers(s): Thomas Terwilliger
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Arthur F. Brueggeman
Hearing Site: Los Angeles, CA
| | $38 |
| 10-03031 | 12/31/2010 | Claimant(s): Robert Seiwell
Claimant Lawyers(s): Robert L Seiwell
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Joseph R. Lally
Hearing Site: Philadelphia, PA
| | $0 |
| 09-06550 | 06/18/2010 | Claimant(s): Yin Qu
Claimant Lawyers(s): Yin Qu
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Peter M Brabbee
Hearing Site: San Francisco, CA
| | $38 |
| 09-05059 | 04/19/2010 | Claimant(s): Doris Benson
Claimant Lawyers(s): Doris Benson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Howard W. Shannon
Hearing Site: Phoenix, AZ
| | $2,389 |
| 09-03304 | 12/02/2009 | Claimant(s): Michael & Nancy DeSimone
Claimant Lawyers(s): Michael G. DeSimone
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Arnold Wagner
Hearing Site: New York, NY
| | $75 |
| 09-03442 | 11/24/2009 | Claimant(s): Kent Forkner
Claimant Lawyers(s): Kent M. Forkner
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
| | $0 |
| 09-02983 | 11/06/2009 | Claimant(s): Marc Hanish
Claimant Lawyers(s): Marc Hanish
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA
| | $0 |
| 08-03829 | 06/26/2009 | Claimant(s): Richard J. Zachar and Dawn K. Zachar
Claimant Lawyers(s): Richard J. Zachar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Paul W. Sterman
Hearing Site: Boca Raton, FL
| | $0 |
| 08-03809 | 04/24/2009 | Claimant(s): Lori Hartglass
Claimant Lawyers(s): Lori Hartglass
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Erin K. Fair, Richelle S. Kennedy
Arbitrator(s): Mark F. Raymond
Hearing Site: Ft. Lauderdale, FL
| | $50 |
