| 15-00537 | 01/29/2016 | Claimant(s): Andrew Blease
Claimant Lawyers(s): Edwin A. Barkel
Respondent(s): Joseph Rocco
Respondent Lawyers(s): Christopher J. Gray
Arbitrator(s): Howard W. Shannon
Hearing Site: Phoenix, AZ
| | Expungement |
| 09-05059 | 04/19/2010 | Claimant(s): Doris Benson
Claimant Lawyers(s): Doris Benson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Howard W. Shannon
Hearing Site: Phoenix, AZ
|  | $2,389 |
| 09-00813 | 03/19/2010 | Claimant(s): James Searcy IRA, James Searcy Revocable Trust u/a/d 12/01
Claimant Lawyers(s): David Liebrader
Respondent(s): George Manska, Citigroup Global Markets., Shirley Gilreath
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Howard W. Shannon, Alan J. Duncan, James H. McAvoy
Hearing Site: Las Vegas, NV
| | $523,000 |
| 07-00385 | 08/17/2007 | Claimant(s): Ana Vasquez
Claimant Lawyers(s): Ricardo A. Bracamonte
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities Inc
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Howard W. Shannon, Joe S. Tarrer, Linda M. Parker
Hearing Site: Phoenix, AZ
| | $0 |
