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FINRA Awards for Andrew Blease

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0053701/29/2016Claimant(s): Andrew Blease
Claimant Lawyers(s): Edwin A. Barkel
Respondent(s): Joseph Rocco
Respondent Lawyers(s): Christopher J. Gray
Arbitrator(s): Howard W. Shannon
Hearing Site: Phoenix, AZ
Expungement
12-0389201/22/2014Claimant(s): Joseph Rocco
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Andrew Blease, American General Securities Incorporated
Respondent Lawyers(s): Edwin A. Barkel, Justin Sacca
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
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