| 23-00545 | 12/12/2023 | Claimant(s): Martin Gruner
Claimant Lawyers(s): Kristina Contreras
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 20-02466 | 02/08/2022 | Claimant(s): Kathleen Riordan, MSSB C/F Kathleen Olvany Riordan
Claimant Lawyers(s): John Olvany
Respondent(s): J. Shepard
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Gloria O. North, Robert Lawrence Ostrov, Virginia Lee Perez-Berry
Hearing Site: Boca Raton, FL
|  | Expungement |
| 21-00901 | 12/03/2021 | Claimant(s): David Bindelglass
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Joan M. Traub
Hearing Site: Jersey City, NJ
| | |
| 19-01094 | 07/26/2021 | Claimant(s): Alfred Papetti, Stephen Papetti
Claimant Lawyers(s): Max Folkenflik
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Fred S. Pieroni, Julian F. Santos, Andrea Horowitz
Hearing Site: Jersey City, NJ
| | Expungement |
| 21-00043 | 06/23/2021 | Claimant(s): Richard Morse
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Madelon M. Rosenfeld, Gerald M. Levine, Steven Gargiulo
Hearing Site: New York, NY
| | |
| 20-02757 | 05/21/2021 | Claimant(s): Thomas O'Rourke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
| | |
| 18-03439 | 06/14/2019 | Claimant(s): James Steele
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Cynthia A. DiMarco, Mark J. Russell, Brian John Gallagher
Hearing Site: New York, NY
| | |
| 17-00051 | 06/25/2018 | Claimant(s): David Coletti, Gail Charles, CDG (Ohio) LLC
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Bruce Greenwald, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): George J. Karlsven, Daniel M. Yamshon, Marc Kalish
Hearing Site: Salt Lake City, UT
| | Expungement |
| 14-02524 | 06/19/2017 | Claimant(s): Rosalie Lanzisera, Rosalie A. Lanzisera, IRA
Claimant Lawyers(s): Joseph A. Sack
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Joan M. Traub, Howard L. Sobel, Doris B. Nathan
Hearing Site: New York, NY
| | $0 |
| 14-02531 | 09/12/2016 | Claimant(s): Gary LaRue, Mid-Con MFG.
Claimant Lawyers(s): Gary LaRue
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Stephen G. Sneeringer, Elton W. Chartrand, Robert J. Gregory
Hearing Site: Little Rock, AR
| | $0 |
