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FINRA Awards for Steven Gargiulo

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0004306/23/2021Claimant(s): Richard Morse
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Madelon M. Rosenfeld, Gerald M. Levine, Steven Gargiulo
Hearing Site: New York, NY
20-0192903/02/2021Claimant(s): James Lombardo
Claimant Lawyers(s): James E. Heavey
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Brian John Gallagher, Peter E. Gillespie, Steven Gargiulo
Hearing Site: New York, NY

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