| 23-03655 | 05/13/2024 | Claimant(s): Valery Dunayevsky
Claimant Lawyers(s): Valery Dunayevsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kevin Blume
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY
|  | $300 |
| 23-01491 | 03/29/2024 | Claimant(s): Michael Rice
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY
| | |
| 23-00710 | 02/02/2024 | Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Denise L. Quarles, Eila Matt, Peter E. Gillespie
Hearing Site: New York, NY
| | |
| 23-01001 | 01/17/2024 | Claimant(s): Ernest Montavon
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Mark A. Pratzel
Arbitrator(s): Peter E. Gillespie
Hearing Site: Hartford, CT
| | |
| 20-03379 | 07/26/2023 | Claimant(s): Andrew Wysocki, Dean Wysocki
Claimant Lawyers(s): Michael Hill
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Samuel H. Chorches, Peter E. Gillespie, Ilene J Feldman
Hearing Site: Hartford, CT
| | Expungement |
| 22-02708 | 05/10/2023 | Claimant(s): Diane Civetta
Claimant Lawyers(s): Diane Civetta
Respondent(s): J.P. Morgan Securities, Mark Minkler
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Peter E. Gillespie
Hearing Site: New York, NY
| | $240 |
| 22-02151 | 05/02/2023 | Claimant(s): Dennis Karjanis
Claimant Lawyers(s): Craig A Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Philip S. Wellman, Peter E. Gillespie, David Adams Reif
Hearing Site: Hartford, CT
| | |
| 21-02507 | 12/05/2022 | Claimant(s): Michael Miller
Claimant Lawyers(s): Gregg Adler
Respondent(s): TD Private Client Wealth LLC
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Edward S. Hill, Patrick Leo Kennedy, Peter E. Gillespie
Hearing Site: Hartford, CT
| | |
| 21-01342 | 09/23/2022 | Claimant(s): Thiago Melzer
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Kenneth Diamond, Amy Jill Baranoff, Peter E. Gillespie
Hearing Site: New York, NY
| | |
| 19-00801 | 08/26/2022 | Claimant(s): Shlomo Salant
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Robert I. Adler, Peter E. Gillespie, Daniel Engelstein
Hearing Site: New York, NY
| | |
