Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01942 | 04/09/2024 | Claimant(s): John Enderle, Marguerite Enderle, Nicholas Salerno Claimant Lawyers(s): Joshua Kons Respondent(s): Michael Dworetsky, Ages Financial Services, Ltd. Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Steven R. Rolnick, John J. Mager, Patrick Leo Kennedy Hearing Site: Hartford, CT |  | Dismissed by Rule 12206 |
| 21-02507 | 12/05/2022 | Claimant(s): Michael Miller Claimant Lawyers(s): Gregg Adler Respondent(s): TD Private Client Wealth LLC Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Edward S. Hill, Patrick Leo Kennedy, Peter E. Gillespie Hearing Site: Hartford, CT | ||
| 15-02397 | 05/09/2016 | Claimant(s): David Smith Claimant Lawyers(s): David Neuman Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Alexander J. Nassar Arbitrator(s): Jim Geiger, Robert M. Singer, Patrick Leo Kennedy Hearing Site: Hartford, CT | | Dismissed by Rule 12206 |