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FINRA Awards for Joshua Kons

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Displaying 10 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0009207/29/2024Claimant(s): Amra Uzair, Mirza Beg
Claimant Lawyers(s): Joshua Kons
Respondent(s): CrowdStreet., Crowdstreet Capital LLC
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Lynne M. Gomez, Montie G. Grimes, David Aaron DeSoto
Hearing Site: Houston, TX
Checkmark IconDismissed by Rule 12200
23-0274005/16/2024Claimant(s): Donald Durando
Claimant Lawyers(s): Joshua Kons
Respondent(s): PHX Financial.
Respondent Lawyers(s): Kevin Chen
Arbitrator(s): Laura Carraher, Nancy Kramer, Maurice W Heller
Hearing Site: New York, NY
22-0194204/09/2024Claimant(s): John Enderle, Marguerite Enderle, Nicholas Salerno
Claimant Lawyers(s): Joshua Kons
Respondent(s): Michael Dworetsky, Ages Financial Services, Ltd.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Steven R. Rolnick, John J. Mager, Patrick Leo Kennedy
Hearing Site: Hartford, CT
Checkmark IconDismissed by Rule 12206
19-0185411/23/2021Claimant(s): Timothy Greer
Claimant Lawyers(s): Mark Appleton
Respondent(s): Carol Chairito
Respondent Lawyers(s): Joshua Kons
Arbitrator(s): Leonard M. Goldstein, Julie Judith Lurman Joly, Albert Lee Birdsell
Hearing Site: Denver, CO
Checkmark Icon$0
20-0171201/14/2021Claimant(s): Brian Kasal
Claimant Lawyers(s): Joshua Kons
Respondent(s): Morgan Stanley, William Blair & Company L.L.C.
Respondent Lawyers(s): Andrew Gelfand, Esq., Christopher D. Seps
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
18-0304811/03/2020Claimant(s): Julia Iunker
Claimant Lawyers(s): Joshua Kons
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Peter H. Daly, David E. Crowe, Coradella E. Hartje
Hearing Site: Seattle, WA
18-0362606/26/2019Claimant(s): Elias Friedman
Claimant Lawyers(s): Joshua Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
17-0145811/17/2017Claimant(s): Brett Hart
Claimant Lawyers(s): Joshua Kons
Respondent(s): James Pecoraro
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
Checkmark IconExpungement
16-0160112/22/2016Claimant(s): Ann MacLean, Donald MacLean, Ann MacLean IRA, Donald MacLean IRA
Claimant Lawyers(s): Howard Rosenfield, Joshua Kons
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Ian S. Greig
Hearing Site: Tampa, FL
Checkmark Icon$37,531
15-0235609/27/2016Claimant(s): Lance Lipkus
Claimant Lawyers(s): Joshua Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Susan C. Lushing, Mary P. Bass, Mitchell Regenbogen
Hearing Site: New York, NY
Checkmark Icon$0

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