Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02740 | 05/16/2024 | Claimant(s): Donald Durando Claimant Lawyers(s): Joshua Kons Respondent(s): PHX Financial. Respondent Lawyers(s): Kevin Chen Arbitrator(s): Laura Carraher, Nancy Kramer, Maurice W Heller Hearing Site: New York, NY | ||
| 23-03011 | 04/03/2024 | Claimant(s): Loren Weiss Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Nancy Kramer Hearing Site: New York, NY | ||
| 23-01355 | 02/23/2024 | Claimant(s): Rabbi Benjamin Blech and Elaine Blech Claimant Lawyers(s): Michael F. Bachner Respondent(s): Gilder Gagnon Howe & Co. LLC Respondent Lawyers(s): Christopher J. Bouchoux Arbitrator(s): Nancy Kramer, Donald Nevin Gershuny, Ruth G. Kurtz Hearing Site: New York, NY |  | Expungement |
| 19-02663 | 03/14/2023 | Claimant(s): David Worby Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Nancy Kramer, Paul Vaygen, Cynthia Kouril Hearing Site: New York, NY | | Expungement |
| 20-03466 | 03/03/2023 | Claimant(s): David Maris Claimant Lawyers(s): Jonathan Sack Respondent(s): Wells Fargo Securities Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Margarita Echevarria, Nancy Kramer, Mario Cho Valdes Hearing Site: New York, NY | ||
| 22-02518 | 12/19/2022 | Claimant(s): Dilek Uzun Claimant Lawyers(s): Dilek Uzun Respondent(s): Harry Zwick Respondent Lawyers(s): Robert L. Herskovits Arbitrator(s): Nancy Kramer Hearing Site: New York, NY | | Expungement |
| 22-01193 | 11/15/2022 | Claimant(s): Dilek Uzun Claimant Lawyers(s): Dilek Uzun Respondent(s): Harry Zwick, JPMSI Respondent Lawyers(s): Heidi E. VonderHeide, Robert L. Herskovits Arbitrator(s): Nancy Kramer Hearing Site: New York, NY | | $0 |
| 20-02320 | 06/30/2022 | Claimant(s): Michael Riemerschmid Claimant Lawyers(s): Jonathan Sack Respondent(s): UBS Securities LLC Respondent Lawyers(s): Robert H. Bernstein Arbitrator(s): Nancy Kramer, Ronald Harris Kisner, Phillip Weitzman Hearing Site: New York, NY | ||
| 21-00715 | 02/22/2022 | Claimant(s): Ying Lei Claimant Lawyers(s): Ying Lei Respondent(s): Kwai Chan, TD Ameritrade., Shou Yung Hua Respondent Lawyers(s): John D. Stewart Arbitrator(s): Nancy Kramer, Mark Cuccaro, Jess A. Bunshaft Hearing Site: New York, NY | | Expungement |
| 16-03360 | 06/27/2018 | Claimant(s): Daniel Malone Claimant Lawyers(s): Benjamin D. Weisenberg Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Peter L. Altieri Arbitrator(s): Sandra D. Parker, Nancy Kramer, Adam J. Ciffone Hearing Site: New York, NY |