Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01042 | 04/24/2024 | Claimant(s): Stephen Kiront Claimant Lawyers(s): John D. Stewart Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): William J. Raike Arbitrator(s): Peter A. Goldman, Clive I. Morrick, Aymen Aboushi Hearing Site: New York, NY | ||
| 23-01158 | 11/10/2023 | Claimant(s): Allen Ostrofe Claimant Lawyers(s): John D. Stewart Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Daniel M. Yamshon Hearing Site: Reno, NV | ||
| 21-02023 | 03/15/2022 | Claimant(s): Steven Mctaggart Claimant Lawyers(s): John D. Stewart Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn Perreault Arbitrator(s): Langfred W. White Hearing Site: Tampa, FL | ||
| 20-00106 | 03/11/2022 | Claimant(s): Allan T. Schmaltz IRA Claimant Lawyers(s): John E. Sutherland Respondent(s): TD Ameritrade. Respondent Lawyers(s): John D. Stewart Arbitrator(s): Andrea J. Goldman Hearing Site: Boston, MA |  | $0 |
| 21-00715 | 02/22/2022 | Claimant(s): Ying Lei Claimant Lawyers(s): Ying Lei Respondent(s): Kwai Chan, TD Ameritrade., Shou Yung Hua Respondent Lawyers(s): John D. Stewart Arbitrator(s): Nancy Kramer, Mark Cuccaro, Jess A. Bunshaft Hearing Site: New York, NY | | Expungement |
| 21-02445 | 02/09/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John D. Stewart Respondent(s): Michael Muratore Respondent Lawyers(s): Michael Joseph Muratore Arbitrator(s): Dora M. Lassinger Hearing Site: New York, NY | ||
| 21-01116 | 12/10/2021 | Claimant(s): Andy Schwartz Claimant Lawyers(s): John D. Stewart Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Patricia Kathleen Costello Hearing Site: Jersey City, NJ | ||
| 20-02714 | 09/30/2021 | Claimant(s): Barry Kiront Claimant Lawyers(s): John D. Stewart Respondent(s): Monroe Parker Securities. Respondent Lawyers(s): Alan Lipsky Arbitrator(s): Noah Jonathan Hanft Hearing Site: New York, NY | ||
| 20-02472 | 09/20/2021 | Claimant(s): Stephen Kiront Claimant Lawyers(s): John D. Stewart Respondent(s): Monroe Parker Securities., Stratton Oakmont., Fairchild Financial Group. Respondent Lawyers(s): Alan Lipsky, Domingas Tavares, Patrick G. Hayes Arbitrator(s): Carol Maria Luttati Hearing Site: New York, NY | ||
| 20-03084 | 04/16/2021 | Claimant(s): Kevin Wilson Claimant Lawyers(s): John D. Stewart Respondent(s): Laidlaw and Company (UK) Ltd. Respondent Lawyers(s): Alex Shtaynberger Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY |