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FINRA Awards for Kwai Chan

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0071502/22/2022Claimant(s): Ying Lei
Claimant Lawyers(s): Ying Lei
Respondent(s): Kwai Chan, TD Ameritrade., Shou Yung Hua
Respondent Lawyers(s): John D. Stewart
Arbitrator(s): Nancy Kramer, Mark Cuccaro, Jess A. Bunshaft
Hearing Site: New York, NY
Checkmark IconExpungement

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