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FINRA Awards for Allan T. Schmaltz IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0010603/11/2022Claimant(s): Allan T. Schmaltz IRA
Claimant Lawyers(s): John E. Sutherland
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John D. Stewart
Arbitrator(s): Andrea J. Goldman
Hearing Site: Boston, MA
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