| 20-00801 | 04/26/2023 | Claimant(s): David Petterson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Jerry Bileski
Respondent Lawyers(s): Charles O'Rourke, Jamie J. Worden
Arbitrator(s): Dora M. Lassinger, Paul Bennett Marrow, Brian John Gallagher
Hearing Site: New York, NY
|  | $234,336 |
| 21-01981 | 12/23/2022 | Claimant(s): Robert Minikes
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Mizuho Securities USA LLC
Respondent Lawyers(s): Edward M. Yennock
Arbitrator(s): Dora M. Lassinger, Donald N. Cohen, Ernesto V. Luzzatto
Hearing Site: New York, NY
| | |
| 21-02412 | 07/28/2022 | Claimant(s): Siddarth Reddy
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Michael S. Segal
Arbitrator(s): Dora M. Lassinger, Howard D. Jacob, Margarita Echevarria
Hearing Site: New York, NY
| | |
| 21-02445 | 02/09/2022 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John D. Stewart
Respondent(s): Michael Muratore
Respondent Lawyers(s): Michael Joseph Muratore
Arbitrator(s): Dora M. Lassinger
Hearing Site: New York, NY
| | |
| 21-01630 | 01/11/2022 | Claimant(s): David Spratt
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Alexander Capital, L.P.
Respondent Lawyers(s): Rocco Guidicipierto
Arbitrator(s): Dora M. Lassinger, Gerald M. Levine, Judith C. Aarons
Hearing Site: New York, NY
| | |
| 20-01391 | 09/24/2021 | Claimant(s): Andrew McLean, Susan McLean
Claimant Lawyers(s): Lars Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Dora M. Lassinger, Howard S. Quinn, Marion F. Posner
Hearing Site: New York, NY
| | Expungement |
| 20-00529 | 07/27/2020 | Claimant(s): Samuel Boodman IRA
Claimant Lawyers(s): Samuel Boodman
Respondent(s): Muriel Siebert & Co..
Respondent Lawyers(s): Ronald R. Bono
Arbitrator(s): Dora M. Lassinger
Hearing Site: New York, NY
| | $0 |
| 19-02705 | 01/10/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Frank Wroblewski
Respondent Lawyers(s): Frank Charles Wroblewski
Arbitrator(s): Dora M. Lassinger
Hearing Site: New York, NY
| | |
| 18-02417 | 06/27/2019 | Claimant(s): Jose Barrionuevo
Claimant Lawyers(s): Jose Maria Barrionuevo
Respondent(s): Javier De Frutos, Steven Thornton
Respondent Lawyers(s): Ted Poretz
Arbitrator(s): Larry A. Kimmel, Dora M. Lassinger, Madelon M. Rosenfeld
Hearing Site: New York, NY
| | |
| 13-02975 | 04/24/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Daren A. Luma
Respondent(s): George Lin
Respondent Lawyers(s): George Sein Lin
Arbitrator(s): Dora M. Lassinger, Shelley Teitelbaum, Martin Hunger
Hearing Site: New York, NY
| | $0 |
