| 20-04112 | 06/08/2022 | Claimant(s): The Steven Sherb Irrevocable Trust
Claimant Lawyers(s): Ted Poretz
Respondent(s): Hightower Advisors
Respondent Lawyers(s): Patrick M. Smith
Arbitrator(s): Lise Gabrielle Hunter, Hammed Adeniyi, Phil-Elleana Maria Ficklin
Hearing Site: New York, NY
|  | $0 |
| 18-02417 | 06/27/2019 | Claimant(s): Jose Barrionuevo
Claimant Lawyers(s): Jose Maria Barrionuevo
Respondent(s): Javier De Frutos, Steven Thornton
Respondent Lawyers(s): Ted Poretz
Arbitrator(s): Larry A. Kimmel, Dora M. Lassinger, Madelon M. Rosenfeld
Hearing Site: New York, NY
| | |
| 16-00551 | 08/09/2016 | Claimant(s): Eric Berger
Claimant Lawyers(s): Ted Poretz
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Martin Jay Siegel, Arnold Wagner, Annamaria Boccia Smith
Hearing Site: New York, NY
| | |
| 13-00458 | 04/04/2014 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Ted Poretz
Respondent(s): Kamil Blaszczak, Full Spectrum Funding LLC
Respondent Lawyers(s): John A. Dalley
Arbitrator(s): Vicki Z. Holleman, Robert S. Getman, Barbara Antonello Mentz
Hearing Site: New York, NY
| | $0 |
| 09-05596 | 01/17/2013 | Claimant(s): Lloyd Gillespie
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Oppenheimer & Co.., Joshua Barg, Aegis Capital Corp.
Respondent Lawyers(s): Andrew R. Harvin, Michael H. Ference, Ted Poretz
Arbitrator(s): Donald K. Eckhardt, James M. Alexander, Malcolm Edwin Whittaker
Hearing Site: Houston, TX
| | $1,074,600 |
