Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04112 | 06/08/2022 | Claimant(s): The Steven Sherb Irrevocable Trust Claimant Lawyers(s): Ted Poretz Respondent(s): Hightower Advisors Respondent Lawyers(s): Patrick M. Smith Arbitrator(s): Lise Gabrielle Hunter, Hammed Adeniyi, Phil-Elleana Maria Ficklin Hearing Site: New York, NY |  | $0 |
| 17-02090 | 11/23/2020 | Claimant(s): Colleen Simmons, Kenneth Thompson, Kenneth P. Thompson ROTH IRA, Simmons Living Trust U/A 08/30/02, Thompson Living Trust U/A 05/31/02 Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Hightower Securities, Hightower Advisors Respondent Lawyers(s): Matthew B. Henneman Arbitrator(s): Richard M. Norman, Robert E. Jenks, Milton N. Gross Hearing Site: Los Angeles, CA | | Settlement |