| 23-02320 | 07/01/2024 | Claimant(s): Daniel Wise
Claimant Lawyers(s): David A. Weintraub
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Kristi E. Jacques
Arbitrator(s): Lise Gabrielle Hunter, Francis J. LaSalla, Eugene G. P. Byrne
Hearing Site: New York, NY
| | |
| 22-01255 | 03/02/2023 | Claimant(s): Serge Parakhnevich
Claimant Lawyers(s): Thomas J. McCabe
Respondent(s): Aegis Capital Corp., PHX Financial.
Respondent Lawyers(s): Kevin Meade, Phillip McKie
Arbitrator(s): Lise Gabrielle Hunter, Rena E. Grossfield, April D. Bowie
Hearing Site: New York, NY
| | |
| 21-01725 | 09/20/2022 | Claimant(s): Samantha Beverley
Claimant Lawyers(s): Samantha Brandon Beverley
Respondent(s): Carlo Marano, Gerald Mirra
Respondent Lawyers(s): Christopher A. Smith, Timothy P. Coon
Arbitrator(s): Lise Gabrielle Hunter, Joseph F. Kelley, Jean Helen McMahon
Hearing Site: New York, NY
| | |
| 20-04112 | 06/08/2022 | Claimant(s): The Steven Sherb Irrevocable Trust
Claimant Lawyers(s): Ted Poretz
Respondent(s): Hightower Advisors
Respondent Lawyers(s): Patrick M. Smith
Arbitrator(s): Lise Gabrielle Hunter, Hammed Adeniyi, Phil-Elleana Maria Ficklin
Hearing Site: New York, NY
|  | $0 |
| 20-03244 | 05/25/2021 | Claimant(s): Robert Crothers
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
| | |
| 18-00204 | 08/21/2018 | Claimant(s): Michael Huddles
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Joseph Delay
Respondent Lawyers(s): Joseph Delay
Arbitrator(s): Fred S. Pieroni, Lise Gabrielle Hunter, Joan Seewald Brodsky
Hearing Site: New York, NY
| | Expungement |
| 17-00380 | 05/09/2018 | Claimant(s): Seth Martin, Carla & Nicole Martin Family Trust
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Christine Abbott, UBS Financial Services Inc., Todd Feldman
Respondent Lawyers(s): Andrew W. Sidman
Arbitrator(s): Lise Gabrielle Hunter, Anna M. Fanelli, Judith B Weinstock
Hearing Site: New York, NY
| | Expungement |
| 17-02023 | 04/05/2018 | Claimant(s): Norman Epstein
Claimant Lawyers(s): Nicolis Singer
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
| | |
| 16-01019 | 11/08/2016 | Claimant(s): Kenneth Mathieson
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
| | |
| 15-00373 | 05/27/2016 | Claimant(s): Ian Preskett
Claimant Lawyers(s): Michael Liik
Respondent(s): Christopher Veale
Respondent Lawyers(s): Christopher Frederic Veale
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
| | $42,055 |
