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FINRA Awards for Todd Feldman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0038005/09/2018Claimant(s): Seth Martin, Carla & Nicole Martin Family Trust
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Christine Abbott, UBS Financial Services Inc., Todd Feldman
Respondent Lawyers(s): Andrew W. Sidman
Arbitrator(s): Lise Gabrielle Hunter, Anna M. Fanelli, Judith B Weinstock
Hearing Site: New York, NY
Checkmark IconExpungement
09-0549807/29/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward B. Magarian
Respondent(s): Todd Feldman
Respondent Lawyers(s): Willard Knox
Arbitrator(s): Edward M. Statland, E. William Pastor, Robert Vaughan Cornish
Hearing Site: Washington, DC

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