| 20-00033 | 09/09/2022 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Mark S. Kolta
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Daniel Scott Furst
Arbitrator(s): Robert J. Kheel, Joan Caridi, Judith B Weinstock
Hearing Site: New York, NY
| | |
| 17-03115 | 03/22/2021 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Joseph Modero
Respondent Lawyers(s): Jenice L. Malecki
Arbitrator(s): Michael H DuBoff, Eric Moss Stein, Judith B Weinstock
Hearing Site: Jersey City, NJ
| | |
| 19-00077 | 05/12/2020 | Claimant(s): Amit Mehrotra
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Roger Loeb, Judith B Weinstock, Gerald M. Levine
Hearing Site: New York, NY
| | |
| 18-00749 | 12/21/2018 | Claimant(s): Windsor Street Capital
Claimant Lawyers(s): Robert I Rabinowitz
Respondent(s): Mackey Alligood, Scott Werling
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): John J. Vesey, Alan Steven Brodherson, Judith B Weinstock
Hearing Site: New York, NY
| | |
| 17-00380 | 05/09/2018 | Claimant(s): Seth Martin, Carla & Nicole Martin Family Trust
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Christine Abbott, UBS Financial Services Inc., Todd Feldman
Respondent Lawyers(s): Andrew W. Sidman
Arbitrator(s): Lise Gabrielle Hunter, Anna M. Fanelli, Judith B Weinstock
Hearing Site: New York, NY
|  | Expungement |
