22-02026 | 09/30/2024 | Claimant(s): Carol Chaney, E. Chaney, Chaney Family Partnership, Ltd. Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Andrea Joan Douglas, Allan R. Lazor, Joshua Charles Nelson-Archer Hearing Site: Houston, TX
| | Expungement |
22-02810 | 08/07/2024 | Claimant(s): Sandra Stahlke, William Stahlke Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Michael J. Quarequio, Joseph Benalt, Stephenie Dorris Hearing Site: Boca Raton, FL
| | Expungement |
19-03510 | 08/28/2023 | Claimant(s): Thatcher J. Fields Gift Trust Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Louis H Miron, Julius Z. Frager, Bruce Arthur Blessington Hearing Site: Montpelier, VT
| | Expungement |
22-00220 | 06/13/2023 | Claimant(s): Dena Tucker, Estate of Robert P. Tucker Claimant Lawyers(s): Joseph A. Hourihan Respondent(s): Jesse Fable, UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Thomas M. Madden Hearing Site: Hartford, CT
| | $0 |
19-01127 | 04/28/2023 | Claimant(s): Trent L. Rosenthal Trust Claimant Lawyers(s): Samuel B. Edwards Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Francis Joseph Bourgeois, Julie Marie Miller, Edwin Kisiel Hearing Site: Houston, TX
| | Expungement |
19-01277 | 11/30/2022 | Claimant(s): Joseph Walsh, Sarah Walsh Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Gerald Silverman, Rosemarie Ann Jannuzzi, Joseph Michael Librie Hearing Site: Boca Raton, FL
| | Expungement |
22-01296 | 11/21/2022 | Claimant(s): Kevin Sanchez Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart Rebish Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
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22-00327 | 10/18/2022 | Claimant(s): Scott Rosenberg Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Gerry E. Feinberg, Mary P. Bass, Kathleen Cawley Hearing Site: New York, NY
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19-01303 | 09/19/2022 | Claimant(s): Jonathan Harber Claimant Lawyers(s): Alan Rosca Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Susan Manca, Harvey E. Benjamin, Mitchell H Rubinstein Hearing Site: New York, NY
| | Expungement |
18-04277 | 08/01/2022 | Claimant(s): Benjamin Marcano Claimant Lawyers(s): Jarrod J. Malone Respondent(s): Clifford Stober, Douglas Summer, Martin Halbfinger, William Rose Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Hearing Site: New York, NY
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