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FINRA Awards for Jonathan Harber

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0130309/19/2022Claimant(s): Jonathan Harber
Claimant Lawyers(s): Alan Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Susan Manca, Harvey E. Benjamin, Mitchell H Rubinstein
Hearing Site: New York, NY
Checkmark IconExpungement

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