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FINRA Awards for Mitchell H Rubinstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0060806/26/2024Claimant(s): OTCex
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Mourad Jridi
Respondent Lawyers(s): Gary Trachten
Arbitrator(s): Joseph W. Lodato, Josefa Antonia Sicard-Mirabal, Mitchell H Rubinstein
Hearing Site: New York, NY
21-0253508/30/2023Claimant(s): A. Link Partners.
Claimant Lawyers(s): Bruce D. Johnson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David Libowsky
Arbitrator(s): Howard L. Sobel, Norman Feit, Mitchell H Rubinstein
Hearing Site: New York, NY
Checkmark IconExpungement
19-0130309/19/2022Claimant(s): Jonathan Harber
Claimant Lawyers(s): Alan Rosca
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Susan Manca, Harvey E. Benjamin, Mitchell H Rubinstein
Hearing Site: New York, NY
Checkmark IconExpungement

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