| 21-00608 | 06/26/2024 | Claimant(s): OTCex
Claimant Lawyers(s): Andrew J. Bernstein
Respondent(s): Mourad Jridi
Respondent Lawyers(s): Gary Trachten
Arbitrator(s): Joseph W. Lodato, Josefa Antonia Sicard-Mirabal, Mitchell H Rubinstein
Hearing Site: New York, NY
| | |
| 23-01816 | 05/21/2024 | Claimant(s): Peter Darnell, Randi Gollin
Claimant Lawyers(s): Jessica A. Murzyn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Josefa Antonia Sicard-Mirabal, John Franklin Udochi, Anjelica Cappellino
Hearing Site: New York, NY
|  | Expungement |
| 20-04094 | 07/08/2022 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael Rowe
Respondent(s): David Weigel, John Moran
Respondent Lawyers(s): David E. Robbins, Michael Rowe
Arbitrator(s): Jeffrey Alan Helewitz, Josefa Antonia Sicard-Mirabal, Josian Antoine
Hearing Site: New York, NY
| | |
| 14-01246 | 07/27/2015 | Claimant(s): Joanne Almonte
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew T. Wholey
Arbitrator(s): James J. O'Donnell, Josefa Antonia Sicard-Mirabal, Ronald Harris Kisner
Hearing Site: New York, NY
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