| 21-01883 | 08/27/2024 | Claimant(s): Brock E. Milstein Trustee FBO Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Carrie M. Stickel
Arbitrator(s): Robert M. Shwab, Robert H. Baker, Kevin Brodar
Hearing Site: Cleveland, OH
|  | $0 |
| 17-02682 | 07/08/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Michael Paesano
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Aubrey Lees, Howard Alan Grinsberg, Julia Kunina-Malladi
Hearing Site: New York, NY
| | |
| 23-03236 | 05/24/2024 | Claimant(s): Gregory Manto
Claimant Lawyers(s): David E. Robbins
Respondent(s): Michael Quinn
Respondent Lawyers(s): Michael James Quinn
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 23-00225 | 06/15/2023 | Claimant(s): Eric Yamin
Claimant Lawyers(s): David E. Robbins
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Madelyn A. Levy, Edward W. Morris, Gerald M. Levine
Hearing Site: New York, NY
| | |
| 21-02101 | 04/11/2023 | Claimant(s): Alan Litfin, Dana Inghram, Alan J. Litfin IRA, Robin L. Litfin IRA
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): Arben Gecaj, Cabot Lodge Securities LLC
Respondent Lawyers(s): David E. Robbins, James Baehr
Arbitrator(s): Stuart K. Furman, Chester Barry White, Richard Merritt Langway
Hearing Site: Orlando, FL
| | $54,000 |
| 23-00164 | 04/06/2023 | Claimant(s): Josef Najar
Claimant Lawyers(s): David E. Robbins
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis, Jr.
Arbitrator(s): Fred S. Pieroni, Edward W. Morris, Joanne Basso Mack
Hearing Site: New York, NY
| | |
| 19-02611 | 12/23/2022 | Claimant(s): Robert Dunn
Claimant Lawyers(s): Mitchell G. Mandell
Respondent(s): Eric Yamin
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Joan M. Traub, David Francis MacNair, Ronald Harris Kisner
Hearing Site: New York, NY
| | |
| 19-01542 | 07/26/2022 | Claimant(s): Alpha Quantum LLC c/o Jose Michelen
Claimant Lawyers(s): David E. Robbins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Steven Gerard Goerke, Jane A. Smith, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | $0 |
| 21-01562 | 07/14/2022 | Claimant(s): Gregory Manto
Claimant Lawyers(s): David E. Robbins
Respondent(s): Andrew Lindenberg
Respondent Lawyers(s): Kevin Galbraith
Arbitrator(s): Thomas D. Giordano, Jeffrey Bega, Wallace Anthony Showman
Hearing Site: New York, NY
| | |
| 20-04094 | 07/08/2022 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael Rowe
Respondent(s): David Weigel, John Moran
Respondent Lawyers(s): David E. Robbins, Michael Rowe
Arbitrator(s): Jeffrey Alan Helewitz, Josefa Antonia Sicard-Mirabal, Josian Antoine
Hearing Site: New York, NY
| | |
