| 21-01883 | 08/27/2024 | Claimant(s): Brock E. Milstein Trustee FBO Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Carrie M. Stickel
Arbitrator(s): Robert M. Shwab, Robert H. Baker, Kevin Brodar
Hearing Site: Cleveland, OH
|  | $0 |
| 20-00743 | 02/17/2022 | Claimant(s): Gary Kovach
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Kovack Securities Inc, Brian Kovack
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Jeffrey M. Bain, Peggy Foley Jones, Kevin Brodar
Hearing Site: Cleveland, OH
| | |
| 19-00440 | 10/12/2021 | Claimant(s): Sheila Schwartz
Claimant Lawyers(s): David P. Meyer
Respondent(s): Thomas McDonald, McDonald Partners.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): James Dale Ellis, Carol Jean Bader, Kevin Brodar
Hearing Site: Cleveland, OH
| | $360,000 |
| 20-00222 | 08/10/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Kenneth Senvisky
Respondent Lawyers(s): Jeffrey C. Miller
Arbitrator(s): Robert M. Shwab, Robert H. Baker, Kevin Brodar
Hearing Site: Cleveland, OH
| | |
| 16-02100 | 03/22/2018 | Claimant(s): James Mirgliotta, The Estate of Bette Mirgliotta
Claimant Lawyers(s): Robert J. Dubyak
Respondent(s): Christopher Cervino, Larry Werbel, Wilson-Davis & Company.
Respondent Lawyers(s): Christopher Michael Cervino, Larry Steven Werbel, Mark O. Van Wagoner
Arbitrator(s): Michael S. Matek, Robert M Lustig, Kevin Brodar
Hearing Site: Cleveland, OH
| | $845,000 |
| 16-02099 | 12/31/2017 | Claimant(s): Alfred Hammer, Anthony Longano, Barbara Pasalis, Donald Satava, Francesco Melfi, James Satava, Joan Satava, John DeMichele, Karen Hammer, Karen Harnar, Karen Marano, Lauren Longano, Lea Russell for Julie Russell, Lori Prebul, Mildred Marano, Stephen Satava
Claimant Lawyers(s): David P. Meyer
Respondent(s): Christopher Barone, Richard Barone, America Northcoast Securities.
Respondent Lawyers(s): Michael Davis Hoenig
Arbitrator(s): Michael J. Meeusen, Carol Jean Bader, Kevin Brodar
Hearing Site: Cleveland, OH
| | Expungement |
| 15-00382 | 03/27/2017 | Claimant(s): Jerry Heilman, Mary Heilman, Tony Tasca
Claimant Lawyers(s): Alan Rosca, Hugh D. Berkson
Respondent(s): Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Susan M. Thevenet, Nancy Fioritto, Kevin Brodar
Hearing Site: Cleveland, OH
| | Stipulated Award |
| 14-00286 | 03/03/2015 | Claimant(s): Jon Arnold
Claimant Lawyers(s): Douglas R. Jennings
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): C. Robert Rittberger, Amy L. Wachs, Kevin Brodar
Hearing Site: Cleveland, OH
| | |
