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FINRA Awards for Wilson-Davis & Company.

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0210003/22/2018Claimant(s): James Mirgliotta, The Estate of Bette Mirgliotta
Claimant Lawyers(s): Robert J. Dubyak
Respondent(s): Christopher Cervino, Larry Werbel, Wilson-Davis & Company.
Respondent Lawyers(s): Christopher Michael Cervino, Larry Steven Werbel, Mark O. Van Wagoner
Arbitrator(s): Michael S. Matek, Robert M Lustig, Kevin Brodar
Hearing Site: Cleveland, OH
Checkmark Icon$845,000
15-0096311/22/2016Claimant(s): Carl Alexen, Kristy Crouch, Louis Morales, Luis Mendez, Marianne Kuzneski, Martha Phillips, Mary Steele, Michel Sanner, Mildred Jazmin, Mitsi Yoss, Phyllis Kuo, Sonia Johnson, Suzette Cohen, Timothy Wassil, Verna Papotta, Wesley Kuo, William Kuzneski, Christel Vincth IRA, Martha Phillips IRA, Ronald Turner IRA, et al
Claimant Lawyers(s): Adam J. Gana, Adam J. Weinstein, Daniel Gwertzman
Respondent(s): Wilson-Davis & Company.
Respondent Lawyers(s): Mark O. Van Wagoner
Arbitrator(s): Kenneth E. Owen, Eric Gad Forster, Daniel James Yee
Hearing Site: Los Angeles, CA
Checkmark Icon$99,441
14-0293512/22/2015Claimant(s): Bob Harman, Jack Harman, Kent Harman, Shelley Harman, Tamara Harman, Twila Harman
Claimant Lawyers(s): Joshua Sisam
Respondent(s): Wilson-Davis & Company.
Respondent Lawyers(s): Richard Ensor
Arbitrator(s): Mary C. Davis, Ann H. Nevers, Jennifer Robyn Korb
Hearing Site: Salt Lake City, UT
Checkmark Icon$0

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