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FINRA Awards for Joshua Sisam

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0160011/16/2016Claimant(s): Chakorn Phisuthikul, Marilyn Heinemann
Claimant Lawyers(s): Joshua Sisam
Respondent(s): Philip Pizelo, William Swayne, Pacific West Securities., WMS Financial Planners.
Respondent Lawyers(s): John W. Stenson, Philip A. Pizelo, Philip Anthony Pizelo, William Madison Swayne
Arbitrator(s): Elwood C. Avery, Linda A. Cotton, Ann Sattler
Hearing Site: Seattle, WA
Checkmark Icon$1,199,900
14-0293512/22/2015Claimant(s): Bob Harman, Jack Harman, Kent Harman, Shelley Harman, Tamara Harman, Twila Harman
Claimant Lawyers(s): Joshua Sisam
Respondent(s): Wilson-Davis & Company.
Respondent Lawyers(s): Richard Ensor
Arbitrator(s): Mary C. Davis, Ann H. Nevers, Jennifer Robyn Korb
Hearing Site: Salt Lake City, UT
Checkmark Icon$0

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