13-01600 | 11/16/2016 | Claimant(s): Chakorn Phisuthikul, Marilyn Heinemann Claimant Lawyers(s): Joshua Sisam Respondent(s): Philip Pizelo, William Swayne, Pacific West Securities., WMS Financial Planners. Respondent Lawyers(s): John W. Stenson, Philip A. Pizelo, Philip Anthony Pizelo, William Madison Swayne Arbitrator(s): Elwood C. Avery, Linda A. Cotton, Ann Sattler Hearing Site: Seattle, WA
| | $1,199,900 |
14-03004 | 11/06/2015 | Claimant(s): Donte McClellon Claimant Lawyers(s): John A. Bender Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Elizabeth M. Hill Arbitrator(s): Imants J. Leskinovitch, Lawrence E. Little, Ann Sattler Hearing Site: Seattle, WA
| | $0 |
13-02591 | 02/13/2015 | Claimant(s): Anthony Fox, Susan Fox Claimant Lawyers(s): Benjamin Lapin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Richard L. Warner, Roy J. Moceri, Ann Sattler Hearing Site: Seattle, WA
| | Expungement |
13-00495 | 12/10/2014 | Claimant(s): Donna Tait, Donna R. Tait IRA, Donna R. Tait Spousal IRA, Tait Marital Deduction Trust Claimant Lawyers(s): Christopher Mader Respondent(s): Craig Johnsen, Norman Price, Ronald Robertson, RP Capital LLC, Strategic Capital Group Respondent Lawyers(s): William E. Fitzharris Arbitrator(s): Laurie E. Law, Al Van Kampen, Ann Sattler Hearing Site: Seattle, WA
| | Expungement |
11-00867 | 12/11/2012 | Claimant(s): Clair Couturier Claimant Lawyers(s): Bradley B. Jones Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Walter Schlaepfer aka Phil Scot Respondent Lawyers(s): Nathan T. Alexander Arbitrator(s): Robert E. Meston, Craig Charles Beles, Ann Sattler Hearing Site: Seattle, WA
| | $1,714,480 |