| 14-01448 | 04/26/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Patrick J. Folan
Respondent(s): Scott Maloy
Respondent Lawyers(s): Scott D. Maloy
Arbitrator(s): Lawrence E. Little, Kay A. Johnson, CRCP, Clydia Jean Cuykendall
Hearing Site: Seattle, WA
| | |
| 14-03004 | 11/06/2015 | Claimant(s): Donte McClellon
Claimant Lawyers(s): John A. Bender
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Imants J. Leskinovitch, Lawrence E. Little, Ann Sattler
Hearing Site: Seattle, WA
|  | $0 |
| 13-03213 | 04/20/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Caroline Tennant
Respondent Lawyers(s): Avi J. Lipman
Arbitrator(s): Laurie E. Law, Lawrence E. Little, Judith Hill Henderson
Hearing Site: Seattle, WA
| | |
| 13-01868 | 10/10/2014 | Claimant(s): Afif Hossain
Claimant Lawyers(s): Jack M. Lovejoy
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Shannon L. McDougald
Arbitrator(s): Ronald E. Lorentsen, Roy J. Moceri, Lawrence E. Little
Hearing Site: Seattle, WA
| | |
| 11-04114 | 01/31/2013 | Claimant(s): Beverly McDevitt
Claimant Lawyers(s): Beverly E. McDevitt
Respondent(s): Wells Fargo Advisors, Richard Pratt
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Frederic E. Dorkin, Lawrence E. Little, Gideon Daniel Caron
Hearing Site: Seattle, WA
| | Dismissed by Rule 12206 |
