Potomac Analytics' Logo

FINRA Awards for Clydia Jean Cuykendall

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0039211/29/2019Claimant(s): Joseph Hong
Claimant Lawyers(s): Joseph Hong
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): John J. Fitzpatrick, Joan M. Schroeder, Clydia Jean Cuykendall
Hearing Site: Seattle, WA
17-0349305/01/2018Claimant(s): Corey Ross
Claimant Lawyers(s): Corey Douglas Ross
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Clydia Jean Cuykendall
Hearing Site: Seattle, WA
17-0039803/27/2018Claimant(s): Morgan Stanley
Claimant Lawyers(s): Stephanie P. Berntsen
Respondent(s): Kevin Clouse, RBC Capital Markets LLC
Respondent Lawyers(s): James Sanders
Arbitrator(s): Clydia Jean Cuykendall, Jonathan Avram Kroman, Chris Robert Youtz
Hearing Site: Seattle, WA
16-0057005/11/2017Claimant(s): Paul Brown
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Joseph C. Roberts, Clydia Jean Cuykendall, Kenneth James Pedersen
Hearing Site: Seattle, WA
Checkmark IconExpungement
15-0004606/28/2016Claimant(s): John Hamann, Peggy Hamann
Claimant Lawyers(s): Gary S. Menzer, Jeffrey R. Sonn
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Charles Scott McClellan, Clydia Jean Cuykendall, Joel I. Beerman
Hearing Site: Seattle, WA
Checkmark IconExpungement
14-0144804/26/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Patrick J. Folan
Respondent(s): Scott Maloy
Respondent Lawyers(s): Scott D. Maloy
Arbitrator(s): Lawrence E. Little, Kay A. Johnson, CRCP, Clydia Jean Cuykendall
Hearing Site: Seattle, WA
11-0023003/06/2012Claimant(s): Joseph Lightfoot, Marilyn Lightfoot, Lightfoot Living Trust
Claimant Lawyers(s): Chris R. Youtz
Respondent(s): Joshua Swayne, William Swayne, Pacific West Financial Group, Pacific West Securities., WMS Financial LLC, WMS Financial Planners.
Respondent Lawyers(s): Chance A.E. Hodges
Arbitrator(s): William J. Bender, Peter R. Day, Clydia Jean Cuykendall
Hearing Site: Seattle, WA
Checkmark Icon$2,063,800

7 Results

Display: